Normal view MARC view ISBD view

Eckerle, Bettina

The ultimate guide to the advisers act : a practitioner's handbook / Bettina Eckerle - [Lugar de publicación no identificado] : Eckerle Law, 2014

Incluye índice (páginas: 274-280)

Introduction |
Chapter 1. Dodd-Frank and The Advisers Act- an Overview |
Chapter 2. Private Fund Advisers - Hedge Funds and Private Equity Funds |
Chapter 3. Family Offices |
Chapter 4. Venture Capital Funds |
Chapter 5. Foreign Private Advisers |
Chapter 6. State vs. Federal Regulation |
Chapter 7. How to Register with the SEC/ The New and Improved Form ADV |
Chapter 8. How to Calculate Regulatory Assets Under Management |
Chapter 9. The New Form PF |
Chapter 10. Exempt Reporting Advisers |
Chapter 11. Custody |
Chapter 12. Consequences of Being an SEC-Registered Investment Adviser |



ISBN: 9780986271700

Subjects--Topical Terms:
Asesores de empresas--Aspectos jurídicos--Manuales

Dewey Class. No.: 346.0926 E19u