Catálogo - Centro de Recursos para el Aprendizaje y la Investigación
Volver al Sitio - CRAI BibliotecaInternal investigations 2011 :
Internal investigations 2011 : investigations in the aftermath of Dodd-Frank /
co-chairs: Nancy Kestenbaum [y otros tres].
- New York : Practising Law Institute, 2011
- 538 páginas : ilustraciones ; 24 x 16 cm
- Corporate law and practice course handbook series ; no. B-1891 .
Incluye referencias bibliográficas e índice
Program schedule |
Faculty bios |
COMMENCING THE INVESTIGATION: CONSIDERATIOS AT THE OUTSET |
1. Be quick-but don’t hurry: commencing an internal investigation in an era of aggressive enforcement |
CONDUCTING THE INVESTIGATION |
2. Tarun’s ten commandments for conducting internal investigations of public companies 2011 |
3. Introductory essay: a proposal for a United States department of justice foreign corrupt practices act leniency policy, American criminal law review, volume 47, number 2, spring 2010 |
4. New ethical challenges in internal investigations |
5. Whistleblowers and the resurgence of internal investigations, securities regulation & law report, 43 SRLR 67, 01/10/2011 |
6. Legal and ethical issues affecting the conduct of an internal investigation by audit committees and independent counsel |
7. Internal investigations 2011: investigations in the aftermath of Dodd-Frank |
8. Conducting the internal investigation: documents and interviews |
DEALING WITH THE REGULATORS |
9. An overview of sec investigations and enforcement proceedings |
10. Practice tips: dealing with parallel investigations |
CONCLUDING THE INVESTIGATION |
11. Concluding the internal investigation |
12. Internal investigations 2011: investigations in the aftermath of Dodd-Frank |
13. Public disclosures of the results of internal investigations |
Appendix |
A. Internal investigations CLE |
B. Hypothetical – Chicago |
C. Hypothetical – New York |
Index
9781402416170
Compañías--Legislación--Estados Unidos
Gobierno corporativo--Estados Unidos
Investigación gubernamental--Estados Unidos
Ética legal--Estados Unidos
Derecho de sociedades - Estados Unidos
346.73066 I61i
Incluye referencias bibliográficas e índice
Program schedule |
Faculty bios |
COMMENCING THE INVESTIGATION: CONSIDERATIOS AT THE OUTSET |
1. Be quick-but don’t hurry: commencing an internal investigation in an era of aggressive enforcement |
CONDUCTING THE INVESTIGATION |
2. Tarun’s ten commandments for conducting internal investigations of public companies 2011 |
3. Introductory essay: a proposal for a United States department of justice foreign corrupt practices act leniency policy, American criminal law review, volume 47, number 2, spring 2010 |
4. New ethical challenges in internal investigations |
5. Whistleblowers and the resurgence of internal investigations, securities regulation & law report, 43 SRLR 67, 01/10/2011 |
6. Legal and ethical issues affecting the conduct of an internal investigation by audit committees and independent counsel |
7. Internal investigations 2011: investigations in the aftermath of Dodd-Frank |
8. Conducting the internal investigation: documents and interviews |
DEALING WITH THE REGULATORS |
9. An overview of sec investigations and enforcement proceedings |
10. Practice tips: dealing with parallel investigations |
CONCLUDING THE INVESTIGATION |
11. Concluding the internal investigation |
12. Internal investigations 2011: investigations in the aftermath of Dodd-Frank |
13. Public disclosures of the results of internal investigations |
Appendix |
A. Internal investigations CLE |
B. Hypothetical – Chicago |
C. Hypothetical – New York |
Index
9781402416170
Compañías--Legislación--Estados Unidos
Gobierno corporativo--Estados Unidos
Investigación gubernamental--Estados Unidos
Ética legal--Estados Unidos
Derecho de sociedades - Estados Unidos
346.73066 I61i