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The ultimate guide to the advisers act : a practitioner's handbook / Bettina Eckerle

By: Eckerle, Bettina [autor].
Material type: TextTextPublisher: [Lugar de publicación no identificado] : Eckerle Law, 2014ISBN: 9780986271700.Subject(s): Asesores de empresas -- Manuales -- Aspectos jurídicosDDC classification: 346.0926 E19u
Contents:
Introduction | Chapter 1. Dodd-Frank and The Advisers Act- an Overview | Chapter 2. Private Fund Advisers - Hedge Funds and Private Equity Funds | Chapter 3. Family Offices | Chapter 4. Venture Capital Funds | Chapter 5. Foreign Private Advisers | Chapter 6. State vs. Federal Regulation | Chapter 7. How to Register with the SEC/ The New and Improved Form ADV | Chapter 8. How to Calculate Regulatory Assets Under Management | Chapter 9. The New Form PF | Chapter 10. Exempt Reporting Advisers | Chapter 11. Custody | Chapter 12. Consequences of Being an SEC-Registered Investment Adviser |

Incluye índice (páginas: 274-280)

Introduction |
Chapter 1. Dodd-Frank and The Advisers Act- an Overview |
Chapter 2. Private Fund Advisers - Hedge Funds and Private Equity Funds |
Chapter 3. Family Offices |
Chapter 4. Venture Capital Funds |
Chapter 5. Foreign Private Advisers |
Chapter 6. State vs. Federal Regulation |
Chapter 7. How to Register with the SEC/ The New and Improved Form ADV |
Chapter 8. How to Calculate Regulatory Assets Under Management |
Chapter 9. The New Form PF |
Chapter 10. Exempt Reporting Advisers |
Chapter 11. Custody |
Chapter 12. Consequences of Being an SEC-Registered Investment Adviser |